Description
The expert analysis in Exempted Transactions Under the Securities Act of 1933 explains how to obtain maximum benefit from transactional exemptions and provides guidance to issuers, affiliates, underwriters, and broker-dealers. Featuring detailed treatment of all statutory and regulatory foundations of the exemptions, this work discusses: How each exemption is used and interpreted How exemption provisions or rules compare with other exemptions How exemptions comport with disclosure philosophy underlying the Securities Act With this title: Learn to select the optimum exemption option and analyze resales of securities acquired in transactions Assess current law through an extensive review of SEC no-action and interpretive letters Identify crucial liability issues Avoid the perils associated with selling restricted securities (and avoid costly oversights) Advise your employer or clients on how the laws have been implemented by the SEC
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