Description
Meet the challenges of securities practice now and in the future with the Securities Law Handbook. This best-selling title provides in-depth coverage of basic and specialized issues, including types of offerings, registration, reporting, potential violations, and enforcement. Additional topics covered include: The plain-English prospectus Underwriting and selling groups Small company offerings Exempt offerings The Trust Indenture Act Rule 144A and the PORTAL Market Shareholder proposals Blue Sky compliance Securities law violations EDGAR The integrated disclosure system Private express remedies SEC enforcement Practice before the Securities Exchange Commission Professional responsibility
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