Description
Securities Arbitration Desk Reference is the only compilation of its kind that provides all the essential information governing securities arbitration proceedings. Written by distinguished law professors who draw upon decades of experience in representing persons in securities arbitrations, this title includes: The Financial Industry Regulatory Authority (FINRA) Code of Arbitration ProcedureFINRA member conduct rules for brokersRelevant federal securities actsThe Uniform Securities Act The complete text of each statute and rule is followed by expert commentary, practical suggestions, and references to interpretive materials and caselaw.
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